Legal

AML & KYC Policy

The anti-money-laundering and know-your-customer standards applied to counterparties and to deployments we operate.

Not yet published

The operative text of this document has not been published yet. This page sets out what the document will cover so the structure can be reviewed; it is not itself a policy and should not be relied on as one.

Scope

What this document will cover

Prospective customers, partners and counterparties carrying out due diligence.

01
Customer due diligence applied before onboarding a counterparty
02
Beneficial ownership identification and verification
03
Screening against sanctions and politically exposed person lists
04
Ongoing monitoring and the triggers for enhanced due diligence
05
Record retention periods
06
Reporting obligations and escalation routes
07
Training and the responsibilities of the compliance function

The rest of the legal set

Privacy Policy

How personal data is collected, used, stored and shared when you use this website or a deployment we operate.

Cookie Policy

Which cookies and similar technologies this website sets, what each one does, and how to control them.

Complaints Policy

How to raise a complaint, what happens after you do, and the timescales you can expect at each stage.

Deposit & Withdrawal Policy

Which funding methods are accepted, how a deposit or withdrawal is processed, and the checks applied before funds move.

Restricted Countries Policy

Which jurisdictions we do not onboard clients from or provide services into, and how that list is maintained.

Questions

Need this before it is published?

Firms carrying out due diligence often need these documents ahead of a public release. Ask and we will tell you where the current draft stands.